MATH 744 : Lie Groups
Fall 2016
Here is the syllabus for the course in pdf format.
Announcements
We are meeting in Math 0106 starting Wednesday, August 31.
Office hours 1:30-3, or by appointment, in 4412.
The last problem and discussion session with Vincent will take place during normal class time Monday 12/12 12-12:50 pm. You are welcome to attend my office hours 1:30-3 pm for further discussion.
Problem Sets
- HW 1, due 9/14 (FINAL)
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- Let G be a bounded matrix group, so in particular, G is closed in GLn(C). Show that G is closed in Cn×n, thus G is compact.
- Show that an elliptic matrix in GLn(R)---one which is diagonalizable over C with eigenvalues all of modulus one---is conjugate in GLn (R) to an orthogonal matrix. (Hint: The nonreal eigenvalues come in conjugate pairs, and so do their eigenvectors in Cn.)
- (a) Show that SLn(R) deformation retracts to SO(n) (Hint: Gram-Schmidt orthonormalization) .
(b) Show that O(p,q) deformation retracts to O(p) × O(q) (Hint: Consider the space Gr+(p,p+q) of p-dimensional positive definite subspaces of Rp,q. Find a deformation retract of this space to the positive definite subspace span{e1, . . ., ep}.)
- Let Γ be a discrete subgroup of a Lie group G. That means that every subset of Γ is open in the subspace topology. Show that Γ is closed in G. (This fact is true in greater generality for topological groups, but some assumptions on the topology are required.)
- In class on 9/7, we showed that given a covering G~ → G of a connected Lie group G, we can lift the multiplication map m and the inversion map ι of G to continuous maps on G~. Verify the following two properties of these lifts, which are also denoted m and ι, respectively:
- For any g in G~, m(ι(g),g)= I~.
- For any g,h, and k in G~, m(m(g,h),k) = m(g,m(h,k)).
- Hall Exer. 1.6.3: Show that the symplectic group Sp1(R) < GL2(R) is isomorphic to SL2(R). Show that Sp1(C) is isomorphic to SL2(C).
- Hall Exer. 1.6.5: Show that if α and β are arbitrary complex numbers, satisfying |α|2 + |β|2 = 1, then the matrix
$$A =
\left(
\begin{array}{cc}
\alpha & - \overline{\beta} \\
\beta & \overline{\alpha}
\end{array}
\right)
$$
is in SU(2). Show that every A in SU(2) can be expressed in this form for a unique pair α, β satisfying |α|2 + |β|2 = 1.
- Hall Exer. 1.6.17: Suppose G < GLm(C) and H < GLn(C) are matrix Lie groups and that Φ : G → H is a Lie group homomorphism. Then the image of G under Φ is a subgroup of H and thus of GLn(C). Is the image of G under Φ necessarily a matrix Lie group? Prove or give a counter-example.
- HW 2, due 9/28 (FINAL)
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- Hall Exer. 2.6.6: Show that every 2 × 2 matrix X with trace(X)=0 satisfies X2 = - (det X) I.
If X is 2 × 2 with trace zero, show by direct calculation using the power series for the exponential that
$$ e^X = \cos \left( \sqrt{\mbox{det} X} \right) I + \frac{\sin \sqrt{\mbox{det} X}}{\sqrt{\mbox{det} X}} X,$$
where \( \sqrt{\mbox{det}X} \) is either of the two (possbily complex) square roots of det X. Use this to give an alternative computation of the exponential of
$$ X = \left( \begin{array}{cc} 0 & - a \\ a & 0 \end{array} \right)$$
- Hall Exer. 2.6.7: Use the previous exercise to compute the exponential of
$$ X = \left( \begin{array}{cc} 4 & 3 \\ -1 & 2 \end{array} \right)$$
Hint: Reduce the calculation to the trace-zero case.
- Hall Exer. 2.6.9: A matrix A is unipotent if A-I is nilpotent. Note that log A is defined whenever A is unipotent, because the series terminates.
- Show that if A is unipotent, then log A is nilpotent.
- Show that if X is nilpotent, then eX is unipotent.
- Show that if A is unipotent, then exp(log A) = A, and that if X is nilpotent, then log(exp X) = X. Hint: Let A(t) = I + t(A-I). Show that exp(log(A(t))) depends polynomially on t and that exp(log(A(t))) = A(t) for all sufficiently small t.
- Show that the following matrix is not in the image of the exponential map of GL2(R):
$$ \left( \begin{array}{cc} -1 & 1 \\ 0 & -1 \end{array} \right) $$
- Let Φ: G → H be a homomorphism of Lie groups, with H connected, and suppose that φ = DIΦ is an isomorphism. Show that Φ is a covering map of Lie groups. (You should use the proposition on coverings of Lie groups we proved in class.)
- Verify that the center of SL2(R) is ± Id2, and similarly for Z(SU(2)).
- Hall Exer. 3.9.2: Classify up to isomorphism all one-dimensional and two-dimensional real Lie algebras. There is one isomorphism class of one-dimensional algebras and two isomorphism classes of two-dimensional algebras.
- Hall Exer. 3.9.9: Write out explcitly the general form of a 4 × 4 real matrix in \( \mathfrak{o}(1,3) \).
- Hall Exer. 3.9.16: Suppose G is a connected Lie group (where we define the Lie algebra in the "standard" way, in which the underlying vector space is TIG, not as in Hall) which is also commutative. Show that the exponential map is onto from the Lie algebra of G to G.
- HW 3, due 10/12 (FINAL)
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- (a) Define the matrix group On(C) to comprise the elements of GLn(C) which preserve the quadratic form on Cn
$$ Q({\bf v}) = v_1^2 + \cdots + v_n^2 $$
Find the Lie algebra on(C).
(b) Show that o(p,q)C ≅ on(C), where n=p+q.
- Given a real Lie algebra g or a homomorphism of real Lie algebras φ, denote their complexifications gC and φC, respectively; similarly, denote the realification of a complex Lie algebra h or a homomorphism ψ of complex Lie algebras by hR and ψR, respectively. In class on 9/28 we defined a function F : HomR(g,hR) → HomC(gC,h).
- Find a function HomC(gC,h) → HomR(g,hR) that is inverse to F.
- Show that F is natural in g. That is, given a homomorphism α: g → g', the complexification αC satisfies α*C • F = F • α*.
- Show that F is natural in h. That is, give a homomorpism β: h → h', the realification βR satisfies β • F = F • βR.
Congratulations, you have shown that complexification and realification are a pair of adjoint functors!
- Consider the following basis for the Lie algebra sl2(R):
$$ H = \left( \begin{array}{cc} 1 & 0 \\ 0 & -1 \end{array} \right) \qquad
E = \left( \begin{array}{cc} 0 & 1 \\ 0 & 0 \end{array} \right) \qquad
F = \left( \begin{array}{cc} 0 & 0 \\ 1 & 0 \end{array} \right)
$$
- Find the left-invariant vector fields H†, E†, and F† on SL2(R) corresponding to H, E, and F, as functions of
$$ g = \left( \begin{array}{cc} a & b \\ c & d \end{array} \right)$$
- Compute the flows along H†, E†, and F†, as a function of time and of initial point g ∈ SL2(R).
- Compute the vector field brackets [H†,E†], [H†, F†] and [E†,F†].
- Compute the algebraic brackets in the Lie algebra [H,E], [H,F], [E,F].
- Hall Exer. 5.11.6: Give an example of matrices X and Y in sl2(C) such that [X,Y] = 2 π iY but such that there does not exist any Z in sl2(C) with eX eY = eZ .
- Hall Exer. 5.11.12: Show that every connected, injectively immersed, Lie subgroup of SU(2) is closed. Show that this is not the case for SU(3).
- HW 4, due 10/26 (FINAL)
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- Prove: For G a connected Lie group, and (ρ1,V1), (ρ2, V2) finite-dimensional representations of G with corresponding Lie algebra representations (φ1, V1), (φ2, V2), respectively, the Lie group representations (ρ1,V1) and (ρ2, V2) are isomorphic if and only if the representations (φ1, V1) and (φ2, V2) are isomorphic.
- Show that a representation (ρ,V) of a Lie group G is self-dual---that is, (ρ*,V*) ≅ (ρ,V)---if and only if there is a nondegenerate quadratic form Q on V for which ρ(G) ≤ O(Q).
- Give a two-dimensional representation of \( \mathfrak{g} = \mathfrak{o}(3, {\bf C}) \).
- Hall Exer. 4.9.5: Consider the standard representation of the Heisenberg group, acting on C3. Determine all invariant subspaces of C3. Is this representation completely reducible?
- Consider the representation \( \wedge^2 {\bf R}^{2,1*} \otimes \mathfrak{o}(2,1) \) of \( \mathfrak{o}(2,1) \cong \mathfrak{s}\mathfrak{l}_2({\bf R}) \).
- Construct an isomorphism to the representation on End(R3) by bracket.
- Decompose this latter representation into irreducible components.
- (I decided to cancel this last part.)
- Show that the even-dimensional irreducible representations π2m-1 of sl2(R) preserve a nondegenerate skew-symmetric bilinear form. Show that the odd-dimensional irreps π2m preserve an inner product of split signature (m,m+1).
- Let \( \mathfrak{g} \) be a nilpotent Lie algebra.
- Show that \( \mathfrak{g} \) admits a filtration by ideals
$$ \mathfrak{g} = \mathfrak{g}_0 \rhd \mathfrak{g}_1 \rhd \cdots \rhd \mathfrak{g}_{n-1} \rhd \mathfrak{g}_n = 0$$
Such that \( \mathfrak{g}_i / \mathfrak{g}_{i+1} \cong {\bf R} \) for all i = 0,. . ., n-1.
- Given H and G any simply connected Lie groups, let \( \varphi : \mathfrak{g} \rightarrow \mbox{Der} \mathfrak{h} \) be a homomorphism. Then there are a semidirect product Lie algebra \( \mathfrak{g} \ltimes_\varphi \mathfrak{h} \); a homomorphism \( \Phi: G \rightarrow \mbox{Aut} H \) with \( D_I \Phi = \varphi \); and a semidirect product Lie group \( G \ltimes_\Phi H \) with Lie algebra \( \mathfrak{g} \ltimes_\varphi \mathfrak{h} \), in which G and H are closed subgroups. (I'm just telling you; you don't have to prove this.)
Now show that for \( \mathfrak{g} \) nilpotent as before, and \( \mathfrak{h} \lhd \mathfrak{g} \) codimension one, \( \mathfrak{g} \cong {\bf R} \ltimes \mathfrak{h} \).
- Show that for any nilpotent Lie algebra \( \mathfrak{g} \), there is a simply connected nilpotent Lie group G with this Lie algebra.
- Next show that the normal subgroups G(i) in the lower central series for a simply connected nilpotent Lie group G (called the upper central series in Hall, but not in most other references) are closed.
- Finally, show that the exponential map is onto for G a simply connected nilpotent Lie group (Hint 1: Use the BCH formula; Hint 2: If H is a closed normal subgroup of a Lie group G, then G/H is a Lie group.).
- HW 5, due 11/9 (FINAL)
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- Let \( \mathfrak{h} \lhd \mathfrak{g} \) be a Lie algebra ideal. Show that the Killing form \( K_{\mathfrak{h}} \) equals the restriction \( \left. K_{\mathfrak{g}} \right|_{\mathfrak{h}} \).
- Show that a semisimple ideal in any Lie algebra is a direct summand.
- Consider the group
$$ \mbox{SOL} \cong {\bf R}^\times \ltimes_\varphi {\bf R}^2 \qquad \varphi(\lambda)(x,y) = (\lambda x, \lambda^{-1} y)$$
- Compute the Lie algebra of SOL.
- Compute ad for \( \mathfrak{sol} \).
- Compute the Killing form for \( \mathfrak{sol} \).
- Compute the Killing form for \( \mathfrak{o}(3) \).
- Hall Exer. 7.8.4, first part: Using the root space decomposition in Sect. 7.7.2, show that the Lie algebra \( \mathfrak{o}(4,{\bf C}) \) is isomorphic to the Lie algebra direct sum \( \mathfrak{sl}(2,{\bf C}) \oplus \mathfrak{sl}(2,{\bf C}) \).
- Hall Exer. 7.8.8
- HW 6, due 11/30 (FINAL)
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- Show that if \( \mathfrak{h} \) is a maximal abelian, simultaneously ad-diagonalizable subalgebra of a semisimple Lie algebra \( \mathfrak{g} \), then it is a Cartan subalgebra---that is, \( \mathfrak{h} \) is nilpotent and equals its normalizer.
- Let ω be the standard symplectic form on R4, and view it as \( e_1^* \wedge e_3^* + e_2^* \wedge e_4^* \in V = \wedge^2 ({\bf R}^4)^* \). Note that \( \omega \wedge \omega = -2 \cdot \mbox{vol} \) where vol is the standard volume form on R4.
- Define an inner product B on V by
$$ \alpha \wedge \beta = B(\alpha,\beta) \cdot vol$$
Show that B is symmetric.
- Restrict B to \( W = \omega^\perp \subset V \), and show that it has type (3,2).
- We have defined a homomorphism Sp(2,R) → O(3,2). Show that the kernel is discrete and that the image has nontrivial connected component of the identity (It suffices to exhibit a nontrivial 1-parameter subgroup in the image.)
- Compare dimensions of these two groups, and conclude that they are isogeneous, so \( \mathfrak{sp}(2,{\bf R}) \cong \mathfrak{o}(3,2) \), and thus \( \mathfrak{sp}(2,{\bf C}) \cong \mathfrak{o}(5,{\bf C}) \).
- Alternatively, examine the root systems for the complex Lie algebras \( \mathfrak{sp}(2,{\bf C}) \) and \( \mathfrak{o}(5,{\bf C}) \) given in subsections 7.7.4 and 7.7.3 of Hall, respectively. What is the bijection between these roots that gives an isometry of the root systems?
- Let \( (Δ,V,\langle \ , \ \rangle) \) be an abstract root system with Weyl group W.
- (Hall Exer. 8.12.5) Show that the root system is simple if and only if the Weyl group acts irreducibly on it --- that is, there are no nontrivial W-invariant subspaces.
- (Hall Exer. 8.12.6) Show that if \( \langle \cdot, \cdot \rangle' \) is another W-invariant positive definite inner product on V, then it differs from \( \langle \cdot, \cdot \rangle \) by a positive scalar.
- Given a root system Δ, with α ,β, α + β ∈ Δ, let β - q α, . . . , β + p α be the α-string of β. Recall the equation
$$ p \cdot \frac{\langle \alpha + \beta, \alpha + \beta \rangle}{\langle \beta, \beta \rangle} = q+1$$
that we partially established in lecture on 11/21 and 11/28. It can be rewritten
$$ p \cdot \left( \frac{a_{\alpha \beta}}{a_{\beta \alpha}} + a_{\alpha \beta} + 1 \right) = q+1 $$
Now let σ ∈ Δ and apply the Weyl reflection to get α' = rσ(α), β' = rσ(β). Let the α'-string of β' run from β' - q' α' to β' + p'α'. Show that p'=p, q'=q, aβ'α' = aβα, and aα'β' = aαβ. Conclude that the equation above remains true when transformed by rσ.
- (Hall Exer. 8.12.13) Let V = Rn, and Δ denote the collection of vectors of the form
$$ \pm e_j \pm e_k,\ k < j \qquad \pm e_j, \ j = 1, \ldots, n \qquad \pm 2 e_j, \ j=1, \ldots, n$$
Show that it satisfies the first two axioms for a reduced root system, but not the third. It is called BCn (Note that it is the union of Bn and Cn.)
- HW 7, due 12/14 (FINAL)
- For the real forms su(p,q) and sl(k,H) of sl(n,C) for n = p+q or n=2k, respectively, find
- The involutive automorphisms of the compact real form su(n) determining them.
- Their Cartan decompositions.
- Hall Exer. 8.12.11: For which rank-two root systems is -I an element of the Weyl group?
- Recall that o(2n+1,C) has the root system Bn, comprising, for i,j = 1, ..., n,
$$ \alpha(x_1, \ldots, x_n) = \left\{ \begin{array}{c} x_i - x_j \qquad i \neq j \\
\pm(x_i + x_j) \qquad i \neq j \\
\pm x_i
\end{array}
\right.
$$
A standard choice of positive roots is
$$ \Delta^+ = \left\{ \begin{array}{c} x_i - x_j \qquad i < j \\
x_i + x_j \qquad i \neq j \\
x_i
\end{array}
\right.
$$
- Find the indecomposable elements of Δ+, and thus a basis Σ = {α1, ..., αn} of simple roots.
- Use the length of the αi-string of αj to compute the Cartan integers aji and the Cartan matrix for Σ.
- Use the values in your Cartan matrix to construct the Dynkin diagram for Bn with respect to Σ.
- Hall Exer. 8.12.14: Determine which of the Dynkin diagrams in Figures 8.22 and 8.23 have a nontrivial automorphism. Show that only the Dynkin diagram of D4 has an automorphism group with more than two elements.
- From the Dynkin diagram for F4, reconstruct the Cartan matrix and the root system, which comprises 48 roots, 24 positive and 24 negative. (Remark: This information can easily be found in textbooks or online, but you should work it out for yourself!)